About the CompanyOur Client, a leading global financial institution with a strong presence in the banking sector. With a rich history spanning decades, they have established itself as a trusted partner for individuals, corporations, and institutions worldwide.Job Responsibilities
Regulatory Engagement & Liaison: Act as the primary contact with regulators, manage inspections, and ensure timely resolution of compliance issues.
Compliance Program Management: Identify and assess applicable laws and regulations, implement appropriate controls, and oversee the execution of compliance frameworks.
Risk Management & Investigations: Identify and remediate key compliance risks, and lead investigations into non-compliance issues using internal and external resources.
Training & Reporting: Develop compliance training programs and regularly report to governance bodies and regional compliance functions.
Stakeholder & System Oversight: Foster collaboration with internal and external stakeholders, manage compliance systems, and handle correspondence or special tasks as assigned.
Experience requirements
Bachelor's degree in Law, Business Administration, Finance, or a related field; a Master's degree is preferred.
Minimum of 10 years' experience in compliance, risk management, or regulatory affairs within the banking or financial services industry.
Strong understanding of local laws, regulations, and compliance requirements (excluding AML/CFT), with the ability to interpret and apply regulatory frameworks.
Excellent analytical and problem-solving skills, with proven ability to assess risks and implement effective controls.
Strong interpersonal and communication skills for engaging with regulators and internal stakeholders.
Demonstrated leadership and team management abilities to drive compliance initiatives across departments and regions.
Professional certifications (e.g., CCP, CRCM) are highly desirable, along with proficiency in compliance systems and tools.
