Assistant Vice President, Operational Support & Monitoring TH

CIMB

  • Thailand
  • Permanent
  • Full-time
  • 16 days ago
Job Category: ComplianceJob Description:
  • Liaise with other teams within Treasury & Markets and external stakeholders to support T&M operations such as.
  • Operating Procedures
  • Delegation Authorities
  • Access to premises
  • Call Tree List & Exercise Report
  • ThaiBMA License & Application usage
  • Prepare scheduled/ ad hoc reports as requiredFacilitate the establishment of Treasury Policies to ensure that Treasury has proper governance guideline and maintain the policy inventory for effective control for periodic review.
  • Assist Treasury Sales / Distribution operations such as
  • Perform watchlist of clients for new counterparties (at Fund level)
  • Monitor the annual review of Client Suitability Analysis (CSA)
  • Review Board rate announcement
  • Monitor and escalate ThaiBMA reporting alerts
  • Monitor dealers' delegation authorities in transact deals and update parameter set up in system e.g. dealer and level of authority
  • Perform random check of recorded conversations for dealing phones to ensure readiness and prompt service as well as escalation (if any)
  • Assist or execute the relevant project / assignment as required
  • Perform any other relevant duties assigned by the Head
About Us: With operations that span 15 different markets across the region, the opportunity to expand your experience, test your capabilities, and exhibit your resilience is ample. #teamCIMB is always keen to welcome the ones who are ready to make that very special difference - for themselves and the bank.

CIMB