กำกับการปฏิบัติตามกฎหมายฯ

• Reporting to Company's Board of Directors, Audit Committee, and other relevant Committee within KKPFG, you will be responsible to support Head of Compliance to develop and implement a regulatory framework across second-line compliance responsibilities to ensure the company meets its regulatory and license obligations.
• Act as the key liaison officer between the company and Securities and Exchange Commission ('SEC') and provide regulatory advice and recommendations to the business units.
• Keep update of regulatory changes/new regulatory developments and disseminate to the business units.
• Provide compliance and regulatory advisory on an ongoing basis including advice on existing and new SEC regulatory requirements.
• Tasks/ projects/reviews as required from time to time.

• At least 3 years of combined working experience in compliance function including asset management company, securities company, bank or regulatory/advisory function in an audit or legal firm, or regulatory/compliance advisory function in a consulting firm or fintech company.
• Degree in Law, Finance, Accounting, Economics, Business Administration, or other closely related professional qualifications
• Previously experience in SEC regulations and related regulations.
• Good knowledge of Securities business
• Outstanding communication and interpersonal abilities.
• Strong analytical, problem-solving skills, attention to detail, and the ability for regulatory advocacy
• Communicate effectively in English and Thai (oral and written).g, planning, problem-solving, positively negotiation and cross-team collaboration

• Strong knowledge of Securities business process or Asset Management business process will be specially considered.

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